SEBI Updates

INSIGHTS

7 days ago

Supreme Court holds SEBI has the power to regulate winding up of mutual fund schemes

In Franklin Templeton Trustee Services Private Limited v Amruta Garg, the Supreme Court has held that SEBI has the power to regulate the...

Jul 21

SEBI makes it mandatory for brokers to report client-level collateral

The Securities and Exchange Board of India (SEBI) has made it mandatory for brokers to report client-level collateral . The regulator has...

Jul 17

SEBI introduces expected loss-based rating scale

The Securities and Exchange Board of India (SEBI) has introduced an expected lossbased rating scale for rating agencies. Rating agencies...

Jun 20

SEBI issues fresh guidelines for mutual fund schemes

The Securities and Exchange Board of India (SEBI) has issued guidelines for mutual fund schemes to participate in interest rate swap....

Jun 7

SEBI streamlines framework on centralized database for corporate bonds

The Securities and Exchange Board of India (SEBI) has streamlined the framework on the centralized database for corporate bonds, in order...

May 27

SEBI notifies special procedure for action on expulsion from membership of stock exchanges

The Securities and Exchange Board of India (SEBI) has notified a special procedure for action on expulsion from membership of stock...

May 26

SEBI doubles overseas investment limit of AIFs and VCFs

The Securities and Exchange Board of India (SEBI) has doubled the overseas investment limit of Alternate Investment Funds (AIFs) and...

May 19

The SAT has held that tribunals can function sans a technical member

The Securities and Exchange Board of India (SEBI) had, in many appeals, taken the position that the Securities Appellate Tribunal (SAT)...

May 10

SEBI notifies amendments in listing regulations

The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021 have...

May 2

SEBI issues new compensation rule for Asset Management Companies

The Securities and Exchange Board of India (SEBI) has issued a new rule that requires asset management companies (AMCs) to pay at least...

Apr 29

SEBI tightens norms for provisional rating by credit rating agencies

The Securities and Exchange Board of India (SEBI) has strengthened regulations for provisional rating for debt instruments by credit...

Apr 7

SEBI has modified its framework for limited purpose clearing corporation by mutual funds

The Securities and Exchange Board of India (SEBI) has modified its framework regarding the contribution of Asset Management Companies...

Apr 7

SEBI proposes regulatory changes related to Independent Directors

On March 1, 2021, the Securities and Exchange Board of India (SEBI), released a consultation paper titled, ‘Review of Regulatory...

Mar 29

SEBI eases listing norms for Start-ups

The Securities and Exchange Board of India (SEBI) has released a circular easing the eligibility and listing criteria for the Innovators...

Mar 28

SEBI issues guidelines for BusinessContinuity Plan (BCP) and DisasterRecovery (DR) of MMIs

The Securities and Exchange Board of India (SEBI) has issued guidelines regarding the Business Continuity Plan (BCP) and Disaster...

Mar 3

SEBI directs exchanges, clearing corporations and depositories to enact policies

The Securities and Exchange Board of India (SEBI) has directed stock exchanges, clearing corporations and depositories to put in place...

Feb 20

Revision in entry norms for innovation sandbox by SEBI

The Securities and Exchange Board of India (SEBI) has revised the objectivity and eligibility criteria for its innovation sandbox....

Feb 18

SEBI proposes easing of IPO norms

The Securities and Exchange Board of India (SEBI) has proposed changes in the Securities Contracts Regulations 1957 to make it easier for...