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Nov 22, 2024
SEBI dispenses the requirement to deposit the 1% of the issue size, with the designated stock exchange
In order to facilitate the ease of doing business to the Issuer company, SEBI has dispensed off with the requirement to deposit 1% of the...
Nov 4, 2024
SEBI permits MFs to invest in overseas MFs or Unit Trusts that invest a specific portion of their assets in Indian Securities.
Vide a circular dated 4th November 2024, bearing Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2024/149, SEBI permitted Mutual Funds...
Oct 13, 2024
SEBI amends the Securities and Exchange Board of India (Foreign Venture Capital Investors) Regulations, 2000
A Foreign Venture Capital Investor (FVCI) is a financial institution registered with SEBI and incorporated and established outside India....
Aug 23, 2021
SEBI reduces minimum lock-in period for promoters’ investment post IPO
The Securities and Exchange Board of India (SEBI) has reduced the minimum lock-in period for promoters' investment post initial public...
Aug 23, 2021
SEBI introduces relaxations for startups to issue sweat equity
The Securities and Exchange Board of India (SEBI) has announced relaxations for startups in issuing sweat equity shares if the startup is...
Aug 11, 2021
SEBI has merged the debt securities rules into a single regulation
The Securities and Exchange Board of India (SEBI) has merged the rules relating to the issuance of debt securities into a single...
Aug 2, 2021
SEBI amends regulations relating to overnight funds
The Securities and Exchange Board of India (SEBI) amended its regulations to allow futual fund houses to offer instant access facilities...
Jul 23, 2021
Supreme Court holds SEBI has the power to regulate winding up of mutual fund schemes
In Franklin Templeton Trustee Services Private Limited v Amruta Garg, the Supreme Court has held that SEBI has the power to regulate the...
Jul 21, 2021
SEBI makes it mandatory for brokers to report client-level collateral
The Securities and Exchange Board of India (SEBI) has made it mandatory for brokers to report client-level collateral . The regulator has...
Jul 17, 2021
SEBI introduces expected loss-based rating scale
The Securities and Exchange Board of India (SEBI) has introduced an expected lossbased rating scale for rating agencies. Rating agencies...
Jun 21, 2021
SEBI issues fresh guidelines for mutual fund schemes
The Securities and Exchange Board of India (SEBI) has issued guidelines for mutual fund schemes to participate in interest rate swap....
Jun 8, 2021
SEBI streamlines framework on centralized database for corporate bonds
The Securities and Exchange Board of India (SEBI) has streamlined the framework on the centralized database for corporate bonds, in order...
May 28, 2021
SEBI notifies special procedure for action on expulsion from membership of stock exchanges
The Securities and Exchange Board of India (SEBI) has notified a special procedure for action on expulsion from membership of stock...
May 27, 2021
SEBI doubles overseas investment limit of AIFs and VCFs
The Securities and Exchange Board of India (SEBI) has doubled the overseas investment limit of Alternate Investment Funds (AIFs) and...
May 20, 2021
The SAT has held that tribunals can function sans a technical member
The Securities and Exchange Board of India (SEBI) had, in many appeals, taken the position that the Securities Appellate Tribunal (SAT)...
May 11, 2021
SEBI notifies amendments in listing regulations
The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021 have...
May 3, 2021
SEBI issues new compensation rule for Asset Management Companies
The Securities and Exchange Board of India (SEBI) has issued a new rule that requires asset management companies (AMCs) to pay at least...
Apr 30, 2021
SEBI tightens norms for provisional rating by credit rating agencies
The Securities and Exchange Board of India (SEBI) has strengthened regulations for provisional rating for debt instruments by credit...
Apr 8, 2021
SEBI has modified its framework for limited purpose clearing corporation by mutual funds
The Securities and Exchange Board of India (SEBI) has modified its framework regarding the contribution of Asset Management Companies...
Apr 8, 2021
SEBI proposes regulatory changes related to Independent Directors
On March 1, 2021, the Securities and Exchange Board of India (SEBI), released a consultation paper titled, ‘Review of Regulatory...
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